Case Studies
Our clients have realised development improvements and transformed their timelines, speeding up their processes.
Learn more about the NextWave methodology
Our Regulatory & Compliance focus areas
Our regulatory expertise includes: Transaction Reporting Regulations (MiFID/MiFIR, EMIR and EMIR Refit, SFTR, CFTC etc.), Transaction Reporting Operating Models, Operational Risk, Brexit Change, Senior Manager Certification Rules (SMCR), Risk and Control Assessments (RCSAs), Banking Licence & Entity setup rules and processes, Sustainable Finance regulations (in collaboration with our Sustainable Finance Practice) and more.
Project expertise
We work with internal client teams, and at times other vendors, providing advice for decision making processes that will be needed to enhance client platforms and team capabilities, to achieve business change, operational agility whilst being aware of financial & non-financial risks.
Transaction reporting
Programme governance
Regulatory issue analysis
We examine and evaluate your regulatory requirements and policies to determine their impact on your organisation's operations and compliance obligations – historical, current & upcoming. This includes analysing relevant laws, regulations, and guidelines, identifying potential compliance risks and gaps, and developing strategies and recommendations to address them.
Regulatory roadmaps
We help you create strategic plans to ensure compliance with existing and upcoming regulatory requirements, providing a comprehensive overview of the regulatory landscape, including relevant laws, regulations, and guidelines. This roadmap outlines the steps and timelines for implementing compliance measures, such as policy and procedure development, training, and monitoring.
Risk & Control
We identify, assess, and manage risks that could negatively impact your organisation's financial stability and reputation (including credit risk, market risk, operational risk and reputational risk). By creating the framework design, upgrade & implementation, we prioritise the long-term success of your organisation, help you maintain the trust of stakeholders and mitigate potential financial and reputational losses.
Our partners
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Our experts
We have multiple decades worth of project delivery experience and provide insights into current & upcoming regulations, complex analysis expertise and implementation skills. Our consultants specialise in building a fit-for-purpose ongoing regulatory delivery models, fixing historical issues, staying compliant, identifying new regulation related issues, risks and opportunities to modernise architecture and ways of working through automation and evolved data management solutions, methodologies, and processes which as a result can reduce costs and increase efficiency.
